What type of reports do companies file?
  • Form 3: Initial statement of beneficial ownership (Insider transactions)
  • Form 4: Statement of changes in beneficial ownership (Insider transactions)
  • Form 5: Annual statement of changes in beneficial ownership (Insider transactions)
  • Form 13D: Notification of a holding of more than 5% of any class of a company's shares by a single investor or group working together
  • 10-Q: Quarterly report
  • 10-K: Annual report
  • 8-K: Interim report which announces any material events or corporate changes that occur between 10-Q quarterly reports.
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